Insider Trading Prevention

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Insider Trading Prevention

  • The Company has established “Internal Material Information Processing Procedure” and “Regulations for Preventing and Controlling Insider Trading.” Emails are sent to all insiders as reminders to report changes in shareholding status on a periodic basis, summaries of important regulations and attachments of relevant documentations are also enclosed in emails for reference. When there is a newly appointed insider, a designated personnel is assigned to provide necessary education and training and designated department is also established to provide necessary counseling services.
  • In order to establish employee awareness and attention to relevant laws and regulations, the "Prevention of Insider Trading" has been included in the training course for new employees since April 6, 2021. The training courses include the definition of insider trading, legal sources, insider trading parties, and relevant responsibilities in the event of violation. The content is also included in the Company’s new employee orientation manuals. In addition to providing training material, the content is also placed on the Company's internal website for employees to review and refer to at any time. In the future, online courses will be developed pending on needs for employees to take as an elective course. As of the end of 2021, a total of 350 employees have undergone training courses on insider trading.